TRAINING AND DISSEMINATION OF REVIEW OUTCOMES
Why do you need one
This will allow the effective feedback of issues raised in a cold file review. It might focus on consistency between offices and will enable participants to engage and discuss matters openly.
We encourage participation to enable your staff and RIs to benefit from discussing matters which are relevant to your firm.
It is also a manner to discuss issues relating to other clients we have not reviewed and enables firm-focused client-specific feedback and consideration, which we find is a cost-effective manner of specific training.